New post-poll coalition GS Paper 2 Role of Governor State Legislature
The perils of electoral politics can be seen recently in the Maharashtra state assembly elections, where a pre-poll alliance had won the mandate, but due to disagreements over power-sharing, a new post-poll coalition is forming the government.
The situation where none of the parties is able to secure a majority in elections, such political manoeuvring by political parties becomes imminent. However, it demeans the aspirations of the people of the State.
Issues Involved
Demise of Democracy
- Pre-poll alliances function as asingle consolidated unit.
- Political parties generally do not contest elections against each other. Also, their cadres and volunteers work for the coalition and not just their individual parties.
- However, the voters, vote for a set agenda and political ideology on whose premise the edifice of both the party and the coalition rest.
- Therefore, post-poll alliance (if it is different from the pre-poll alliance), leads to the betrayal of voters and demise of principles of democracy.
Horse-Trading
- In the event of a hung assembly, political parties are involved in horse-trading.
- It is a practice in which, in the event of a hung assembly, some members of one political party deliberately join another party or simply resign.
- They do so by being attracted to the prospect of becoming part or favouring the government which may come to power or for monetary/ vested interests.
- This amounts to defection under Anti-defection law (10th schedule). However, loopholes under the same law are exploited, to get away from proceedings under anti-defection law.
Role of Governor
- The hung assemblyalso raises a serious question regarding the role of the Governor in government formation and the manner in which it should be exercised.
- Constitutionally, it is the Governor’s discretionto select a Chief Minister and give him a chance to prove majority on the floor of the house.
- Supreme Court, in SR Bommai case 1994, has given direction what the governor should do in such a situation, which is:
- Governor has to invite the leader of the party commanding majority in the House or the single largest party/group to form the Government.
- However, the words “largest party/group” is again ambiguous. The “group” may include a Post-poll alliance or Pre-poll alliance.
1- The Governor’s appointment, his powers and everything related to the office of Governor have been discussed under Article 153 to Article 162 of the Indian Constitution. 2-The role of the Governor is quite similar to that of the President of India. The Governor performs the same duties as of President, but for the State. Governor stands as executive head of a State and the working remains the same as of the office of President of India. Under the Constitution of India, the governing machinery is the same as that of the Central Government. 3-It is stated that the Governor has a dual role. o He is the constitutional head of the state, bound by the advice of his council of ministers. o He functions as a vital link between the Union Government and the State Government. Constitutional Provisions related to Governor 4-The appointment and powers of government can be derived from Part VI of the Indian constitution. Article 153 says that there shall be a Governor for each State. One person can be appointed as Governor for two or more States. 5-The governor acts in 'Dual Capacity' as the Constitutional head of the state and as the representative. 6-He is the part of federal system of Indian polity and acts as a bridge between union and state governments. 7-Article 157 and Article 158 of the Constitution of India specify eligibility requirements for the post of governor. They are as follows: 8-A governor must: 1. Be a citizen of India.
2. Be at least 35 years of age.
3. Not be a member of the either house of the parliament or house of the state legislature.
4. Not hold any office of profit. 9-The term of governor's office is normally 5 years but it can be terminated earlier by: 1. Dismissal by the president on the advice of the council of minister headed by the prime minister of the country.
2. Dismissal of governors without a valid reason is not permitted. However, it is the duty of the President to dismiss a governor whose acts are upheld by courts as unconstitutional and malafide.
3. Resignation by the governor. Historical Background 1-The Governors under the Government of India Act 1935 were “by the Raj, of the Raj and for the Raj”. The constituent assembly wanted elected governors as proposed by a sub-committee of B.G. Kher, K.N. Katju and P. Subbarayan. 2-The apprehension of the clash between powers of Governor and Chief minister led to the system of appointed Governor in the state. 3-The draft constitution of 1948 was ambivalent – the drafting committee leaving it to the constituent assembly to decide whether governors should be elected or nominated. Issues 1-There are numerous examples of the Governor’s position being abused, usually at the behest of the ruling party at the Centre. The process of appointment has generally been the cause behind it. 2-In several cases, politicians and former bureaucrats identifying with a particular political ideology have been appointed as the Governors by the Governments. This goes against the constitutionally mandated neutral seat and has resulted in bias, as appears to have happened in Karnataka and Goa. 3- Recently, the Governor of Rajasthan has been charged with the violation of the model code of conduct. His support of the ruling party is against the spirit of nonpartisanship that is expected from the person sitting on constitutional posts. o Due to such incidents, negative terms like an agent of the Centre, Puppet and rubber stamps are used to describe a governor of the state. 4-Governor’s discretionary powers to invite the leader of the largest party/alliance, post-election, to form the government has often been misused to favour a particular political party. 5-The Governors Committee (1971) laid down the responsibility on the governor to see that the administration of the State does not breakdown due to political instability and he must send a regular report about the political situation of the State. o However, the imposition of President’s rule (Article 356) in case of breakdown of constitutional machinery in a State has been frequently misused by the central government. 6- Governor’s work is bound by the aid and advice of his council of ministers, this has brought down the significance of the office to a mere rubber stamp. o This is reflected in TB. Pattabhi Sitaramayya (a former Governor of Madhya Pradesh) observation that he had no public function to perform except making the fortnightly report to the President. 7-The arbitrary removal of the Governor before the expiration of his tenure has also been an important issue in the recent past. o The Governor cannot be removed on the ground that he is out of sync with the policies and ideologies of the Union government or the party in power at the Centre. Nor can he be removed on the ground that the Union government has lost confidence in him. Recommendations S.R. Bommai Judgment 1-In S.R. Bommai case (1994), following the Sarkaria Commission’s recommendations, the Supreme Court underlined that the breakdown of constitutional machinery implied a virtual impossibility, and not a mere difficulty, in carrying out governance in a State. o SC said that while the subjective satisfaction of the President regarding such a breakdown was beyond judicial scrutiny, the material on which such satisfaction was based could certainly be analysed by the judiciary, including the Governor’s report. o The Court reinstated the governments in Arunachal Pradesh and Uttarakhand which were suspended after the arbitrary imposition of the President’s Rule. 2-The Supreme Court classified the instances of failure of constitutional machinery into four heads: 1. Political crises. 2. Internal subversion. 3. Physical breakdown. 4. Non-compliance with constitutional directions of the Union Executive. Other Cases and Recommendation 1-The Supreme Court in the Nabam Rebia judgment (2016) ruled that the exercise of Governor’s discretion Article 163 is limited and his choice of action should not be arbitrary or fanciful. It must be a choice dictated by reason, actuated by good faith and tempered by caution. 2-The Administrative Reforms Commission (1968) recommended that the report of the governor regarding the president's rule has to be objective and also the governor should exercise his own judgment in this regard. 3-The Rajamannar Committee (1971) recommended the deletion of Articles 356 and 357 from the constitution of India. The necessary provisions for safeguards against arbitrary action of the ruling party at the Centre under Article 356 should be incorporated in the constitution. 4-The Rajamannar Committee emphasised that the governor of the state should not consider himself as an agent of the centre but play his role as the constitutional head of the State. 5-The Sarkaria Commission (1988) recommended that Article 356 should be used in very rare cases when it becomes unavoidable to restore the breakdown of constitutional machinery in the State. 6-The commission recommended that before taking action under Article 356, a warning should be issued to the state government that it is not functioning according to the constitution. 7-"Justice V.Chelliah Commission" (2002) recommended that Article 356 must be used sparingly and only as a remedy of the last resort after exhausting all actions under Articles 256, 257 and 355. 8-The "Punchhi commission" recommended that these Articles 355 & 356 be amended. It sought to protect the interests of the States by trying to curb their misuse by the Centre. Constitutional provisions 1-Article 163: It talks about the discretionary power of governor. 2-Article 256: The executive power of the Union shall extend to the giving of such directions to a State as may appear to the Government of India to be necessary for that purpose. 3-Article 257: The executive power of the Union shall also extend to the giving of directions to a State as to the construction and maintenance of means of communication declared in the direction to be of national or military importance: 4-Article 355: It entrusts the duty upon Union to protect the states against “external aggression” and “internal disturbance” to ensure that the government of every State is carried on in accordance with the provisions of Constitution. 5- Article 356: In the event that a state government is unable to function according to constitutional provisions, the Central government can take direct control of the state machinery. The state's governor issues the proclamation, after obtaining the consent of the President of India. 6-Article 357: It deals with Exercise of legislative powers under Proclamation issued under Article 356 by the central government. Way Forward 1-For the smooth functioning of a democratic government, it is equally important that the governor must act judiciously, impartially and efficiently while exercising his discretion and personal judgment. 2-In the current political climate examples being Goa (2017), Meghalaya (2018), Manipur (2017) and Karnataka (2018), point to the need to ensure proper checks and balances to streamline the functioning of this office. 3- In order to enable the governor to successfully discharge his functions under the constitution, an agreed 'Code of Conduct' approved by the state governments, the central government, the parliament, and the state legislatures should be evolved. 4- 'Code of Conduct' should lay down certain 'norms and principles' which should guide the exercise of the governor's 'discretion' and his powers which he is entitled to use and exercise on his personal judgment. 5- The 'procedure for appointment of governors should be clearly laid down' and conditions of appointment must also be laid down and must assure a fixed tenure for the governor so that the governor is not under the constant threat of removal by the central government. 6-It is necessary to invest the office of the Governor with the requisite independence of action and to rid them of the bane of ‘instructions’ from the Central Government. 7-It is suggested that the exercise of 'discretionary powers' by the Governors should be 'guided by the healthy and democratic conventions’. 8-The Bommai verdict allows the Supreme Court to investigate claims of malafide in the Governor’s report, a similar extension to cover malafide in the invitation process could be a potential solution. 9- The role of governor is indispensable for the successful working of the constitutional democracy. He must refrain from aligning himself to any political ideology. The virtue of impartiality must be withheld to ensure a free and fair election in a democracy. |
Way Forward
- There is a need to check and limit such post-poll ‘alliances of convenience’, wherein, even parties with diametrically opposite election manifestos and promises come together to share power.
- The Law Commission of India, in its 170threport on ‘Reform of the electoral laws, had opined that a ‘pre-election front/coalition’ of political parties should be treated as a ‘political party’ for the purposes of the anti-defection law.
- The menace of horse-trading can be dealt with by strengthening anti-defection law.
- The political parties and individual candidates should be mandated to disclose a list of ‘probable post-poll alliances’under a legal framework drafted by Election Commission.
- The menace of Horse-trading can be dealt with by strengthening Anti-defection law.
- It is high time that the Sarkaria Commission (1983) report,which discusses the role of Governor in case of the hung assembly must be implemented.
- It recommended, in case of a hung assembly, the Governor should select a Chief Minister from among the following parties or group of parties by sounding them, in turn, in the order of preference indicated below:
- An alliance of parties that were formed prior to the elections.
- The largest single party staking a claim to form a government with the support of others, including “independents.”
- A post-electoral coalition of parties, with all the partners in the coalition joining the Government.
- A post-electoral alliance of parties, with some of the parties in the alliance forming a Government and the remaining parties, including “independents” supporting the Government from outside.
- It recommended, in case of a hung assembly, the Governor should select a Chief Minister from among the following parties or group of parties by sounding them, in turn, in the order of preference indicated below:
Democracy cannot be restricted to the mere casting of votes and formation of government; it is also about the trust among the voters of an electorate that the mandate given by them must be reflected in the government formed after elections.
Jinesh IAS Mains Question |